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- EU funds continue to reduce costs – at low and varying pace
- New Q&As available
- The EBA and ESMA analyse recent developments in crypto-assets
- ESMA publishes latest edition of its newsletter
- FCA objects to Change in Control due to failures to meet standards
- FCA charges John Dance with offences related to WealthTek
- FCA fines Arian Financial LLP £288,962.53 for failings relating to cum-ex trading
- FCA expands Leeds office, creating new jobs and affirming its commitment to growth in the region
- CFTC and the Bank of England Comment on Report on Initial Margin Transparency and Responsiveness in Centrally Cleared Markets
- CFTC’s Review of Nadex Sports Contract Submissions
- CFTC Announces Departure of Clearing and Risk Director Clark Hutchison
- Statement in response to AI Action Plan
- CFTC Announces Departure of Enforcement Director Ian McGinley
- CFTC Staff Issues Advisory Regarding the Compliance Date for Certain DCO Reporting Requirements
- ESMA publishes feedback received to proposed review of securitisation disclosure templates
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- To obtain and maintain registration, a DCO must comply with the core principles established the Commodity Exchange Act. These include possessing adequate financial, operational, and managerial resources. The full list can be found at go.usa.gov/xdFKU.
- Reg Notice 20-17: We're adding two new Rule 4530 Problem Codes related to SEC Reg BI and Form CRS, and making related amendments to the existing Rule 4530 Problem Code related to suitability. Implementation Date: July 18, 2020 Learn more ▶️ bit.ly/2YltBIy pic.twitter.com/YIfB2IGp4d
- Just in: Today our Office of Financial Innovation released a white paper identifying key takeaways that firms and policymakers should consider when thinking about #AI and the securities industry. Learn more: bit.ly/2AWECYC Read the full paper▶️ bit.ly/2YB4ce7 pic.twitter.com/0V0vABPTvu
- If someone claims they’re from the government and they can help recover your stolen funds, beware if they ask you for money by phone or email or do not use an official government email address. #LearnAndProtect go.usa.gov/xw85b
- BIG NEWS: @ChairmanHeath has been appointed as a Vice Chair of the IOSCO Board. Tarbert is the first CFTC Chairman to be elected to join the leadership of the IOSCO Board since the international standard setting body was established in 1983. go.usa.gov/xwXMG @IOSCOPress
- Yesterday, Robert Cook, Audria Lee and FINRA Governors Camille Busette and Lance Drummond hosted a special FINRA Forum on racial injustice in America with the #FINRAFam. We discussed what we can do to become stronger allies in this fight and how we move forward from this moment. pic.twitter.com/AwGbYjQcqo
- BREAKING NEWS: In response to COVID-19, the CFTC has extended certain no-action relief for market participants through Sept. 30, 2020. More information here: go.usa.gov/xwXMA
- Our Board of Governors is currently convening virtually for their June 2020 meeting. Curious how our board works and who it's composed of? Learn more ? finra.org/governance pic.twitter.com/Gfb7vPNJk5
- CB speech: Jon Cunliffe (UK): Financial system resilience - lessons from a real stress - bis.org/review/r200610…
- ?️ On #InternationalArchivesDay, listen to this podcast with Catherine R Schenk from @OxfordESH on the relevance of history as a guide to policymaking, based on her research in the BIS’s #archives #IAD2020 #BIS90 apple.co/2YmsBng
- How to maintain a certain margin of conservatism in the prudential treatment of #software assets while keeping their relevance from a business and an #economic perspective? ⏳Have your say in the #EBA consultation by 9 July ?bit.ly/2XMd9C1 pic.twitter.com/AzMCitH8Eb
- Jon Cunliffe looks at what we can learn from the performance of the financial system in response to the recent Covid-19 crisis. And he explores what it tells us about the effectiveness of the financial reforms introduced after 2008. b-o-e.uk/3cRl8lj #Covid19 pic.twitter.com/p1Pzcjcxst
- ? How has the BIS’s governance evolved from 1973 to 2020? Catherine R Schenk from @OxfordESH and @HistoryPolicy @LongInitiative explains in a new book from @CambridgeUP how the BIS has become the global organisation it is today #BIS90 bit.ly/3fKVlOr pic.twitter.com/dNaqlYSjGz
- #JMCampa, #EBA Chair on the #EBA_TransparencyExercise: “Provision of continuous information on banks’ exposures and asset quality is crucial. Monitoring of the risks and vulnerabilities in the banking sector contributes to preserving financial stability in the #SingleMarket.” pic.twitter.com/CPPQgUJbTO
- Members of the Bank of England Youth Forum asked more than 900 young people about the financial impact of Covid-19. Watch them share their findings with Chief Economist Andy Haldane: b-o-e.uk/3f4OEWh. @bycLIVE #BoEYouthForum pic.twitter.com/x2BZ9dkTy9
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